About the role
Job Responsibilities
- Support business to manage any legal, compliance, operational risk and reputational risk issues.
- Ensure the business to comply with any internal policy and relevant regulatory requirements (e.g. HKMA SPM TB-1, ST-1 and SA-2 etc.) as well as any implementational work.
- Support business to identify its key risks and ensure that relevant controls are in place to mitigate these risks.
- Conduct risk and control assessments (RACA), perform control tests and ongoing monitoring.
- Provide annual review on key risk indicators (KRI) and ensure the monthly KRI to be reported on timely basis.
- Participate in the product development, review and provide comment on product due diligence documents.
- Coordinate the implementation of information security control and business continuity plan.
Job Requirements
- 1 - 3 years or above experience with custody / risk management / compliance.
- Overall understanding and knowledge about various markets and investment instruments.
- Good understanding of product life cycle in custody.
- Good understanding of regulatory and compliance requirements.
- Strong interpersonal, communication and co-ordination skills to work with the team.
- Meticulous with details; diligent and efficient in follow-through.
- Able to work effectively under pressure arisen from workload and time constraints.
- Good command of both verbal and written English and Chinese, Fluency in Mandarin is preferred.